Compliance · California

California Small Business Compliance Requirements

The state and federal requirements that may apply to a small business or LLC in California — registrations, taxes, licenses, and ongoing renewals. Which ones apply to you depends on your entity type and how you operate.

Advisory guide — always verify with the linked official sources. Last reviewed 2026-06-13.

Specific to California

25 California requirements to know

These come from California state agencies. Not all apply to every business — each is labeled with who it applies to. Still figures out which are yours.

Formation & legal

Statement of Information (LLC)

Applies to: California LLCs

Filed with the CA SOS. LLCs file Form LLC-12 every 2 years (biennial). SI-550 is the annual CORPORATION form, not for LLCs.

Renews every 2 yearsForm LLC-12CA Secretary of State

Official source →

Agent for Service of Process

Applies to: California LLCs (and corps/LPs/LLPs)

Statutorily required (Corp Code 17701.13(a)): designate and continuously maintain an agent to receive legal documents.

As needed / situationalCA Secretary of State

Official source →

Professional entity (not a standard LLC)

Applies to: CA licensed professionals (e.g. therapists)

In California a licensed professional generally cannot use a standard LLC (Corp Code 17701.04(e)). Use a sole proprietorship, a professional corporation, or a partnership.

One-timeCA Legislature

Applies to licensed professions (e.g. LMFT, attorney). Confirm your specific professions rule.

Official source →

Articles of Organization (LLC)

Applies to: California LLCs

Forms your LLC with the CA Secretary of State via bizfileOnline; $70 base filing fee.

One-timeForm LLC-1CA Secretary of State

Official source →

Operating Agreement

Applies to: California LLCs (single- or multi-member)

CA LLCs are statutorily deemed to have an operating agreement (Corp. Code §17701.10) — it may be oral, written, or implied and is not filed with the state, but a written one is required by most banks and lenders.

One-timeCA Corp Code §17701.10 (RULLCA)

Not optional in CA: every LLC is deemed to have one. Keep a written copy for banking/lending.

Official source →

Fictitious Business Name (DBA)

Applies to: Businesses operating under a name different from the legal entity / owner name

Filed with the county clerk where the business is located; CA also requires newspaper publication. Rules and forms vary by county.

PeriodicCounty Clerk (CA)

County-administered; requirement + publication rules vary by county. CA FBN statements expire after 5 years.

Official source →

Articles of Incorporation (ARTS-GS)

Applies to: California corporations

Forms your corporation with the CA Secretary of State. (An S-corp is a corporation with a federal tax election — it still files Articles of Incorporation.)

One-timeForm ARTS-GSCA Secretary of State

Draft — confirm the correct form for your corporation type with the CA SOS.

Official source →

Statement of Information — corporation (SI-550)

Applies to: California corporations

CA corporations file a Statement of Information annually (LLCs file biennially on LLC-12).

Renews annuallyForm SI-550CA Secretary of State

Draft — confirm annual cadence/fee with the CA SOS.

Official source →

Certificate of Limited Partnership — Form LP-1 (CA)

Applies to: California limited partnerships

To form a California limited partnership you must file a Certificate of Limited Partnership (Form LP-1) with the California Secretary of State.

As needed / situationalForm LP-1CA Secretary of State

Confirm the current filing fee and form with the CA SOS.

Official source →

LLP registration — Form LLP-1 (CA)

Applies to: California professional LLPs

California allows LLPs only for certain licensed professions (law, accountancy, architecture, engineering, land surveying). If eligible, register by filing Form LLP-1 with the California Secretary of State.

As needed / situationalForm LLP-1CA Secretary of State

CA LLP status is limited to specific licensed professions; confirm eligibility and the current fee with the CA SOS.

Official source →

Fictitious Business Name — general partnership (CA)

Applies to: California general partnerships using a trade name

A California general partnership has no entity-formation filing with the state — it forms automatically when two or more people carry on a business as co-owners for profit (Corp. Code §16202). If you do business under a name that does not include the surname of every partner, or a name that suggests other owners (e.g., "& Company," "& Associates"), you must file a Fictitious Business Name statement with the clerk of the county where your principal place of business is located, within 40 days of starting business (Bus. & Prof. Code §§17900, 17910). A written partnership agreement is strongly recommended.

As needed / situationalCA Corp. Code §16202 / B&P §§17900, 17910

FBN filing is triggered only by using a name other than the partners' surnames, and statements generally expire after 5 years. Confirm county procedures.

Official source →

Licenses & permits

California Sellers Permit

Applies to: Sellers of tangible goods in CA

Required to sell tangible goods in CA; free permit from CDTFA, with recurring sales-tax returns on your assigned frequency.

One-timeCDTFA

Official source →

California Resale Certificate

Applies to: Buyers reselling goods

Lets you buy inventory tax-free for resale; no expiration - retain accepted certificates as documentation.

As needed / situationalForm CDTFA-230CDTFA

Official source →

LMFT license (Board of Behavioral Sciences)

Applies to: Licensed marriage & family therapists in CA

Your license to practice. Renews every 2 years with 36 CE hours, including 6 hours of Law & Ethics each period.

Renews every 2 yearsCA Board of Behavioral Sciences

For licensed marriage & family therapists.

Official source →

Local business license

Applies to: Businesses operating in a California city

Most CA cities require a local business license / business tax certificate to operate; city-issued (e.g. LA Office of Finance), typically renewed annually.

Renews annuallyCity/County (via CalGold)

Exact requirement + issuing office vary by city/county - look up yours via CalGold.

Official source →

Cottage Food Operation permit (Class A / Class B)

Applies to: Home-kitchen makers of approved non-potentially-hazardous (non-TCS) foods in CA

CA Homemade Food Act (AB 1616, 2012; caps raised by AB 1144, 2021). Class A = registration, direct sales only, $75k annual cap; Class B = permit, direct + indirect, $150k annual cap; administered by county environmental health.

Renews annuallyCA CDPH / County Environmental Health

Selling prepared/hot meals from a home kitchen is a separate path: MEHKO (AB 626) where the county has opted in. Caps are inflation-adjusted.

Official source →

Food Handler Card

Applies to: Individuals who handle food for a CA food business

ANSI-accredited food handler training; the CA card is valid exactly 3 years (HSC §113948).

PeriodicCA HSC §113948 / CDPH

Food handler requirement and validity period vary by state; CA is a fixed 3-year card.

Official source →

Processed Food Registration (PFR)

Applies to: Commercial CA food manufacturers/processors (incl. coffee roasters); cottage operations exempt

CA CDPH Food & Drug Branch; annual; required to commercially process/package food in CA.

Renews annuallyCA CDPH FDB

Separate Cannery License applies for low-acid / acidified canned goods.

Official source →

Temporary Food Facility permit (events)

Applies to: CA food sellers at markets, fairs, pop-ups

Selling food at temporary events in California generally requires a Temporary Food Facility (TFF) permit from the county environmental health department where the event is held — separate from your regular permits.

As needed / situationalCA Dept of Public Health

Draft — permits are issued per event by the host county; confirm with the county environmental health office.

Official source →

Taxes & finance

CA payroll tax registration (EDD)

Applies to: CA employers

Register with the CA EDD and file/pay UI, ETT, SDI and PIT withholding (DE 9 / DE 9C).

Filed quarterlyForm DE 9 / DE 9CCA Employment Development Dept

Draft — confirm registration thresholds with the CA EDD.

Official source →

Workers' compensation insurance (CA)

Applies to: CA employers

California requires workers' compensation insurance for any employee.

As needed / situationalCA Division of Workers' Compensation

Draft — coverage is mandatory for employees; confirm with the CA DIR/your carrier.

Official source →

CA franchise tax — LLC ($800 minimum)

Applies to: California LLCs

If you have a California LLC, you generally owe the $800 minimum annual franchise tax (Form 568). LLCs formed on or after Jan 1, 2024 owe it from their first year. If your California receipts exceed $250k, an additional LLC fee applies.

Renews annuallyForm 568CA Franchise Tax Board

Confirm the current $800 minimum, the post-2024 first-year treatment, and the gross-receipts fee tiers with the CA FTB or a CPA.

Official source →

CA franchise tax — corporation ($800 minimum)

Applies to: California corporations

If you have a California corporation, you generally owe the $800 minimum annual franchise tax (Form 100, or 100S for an S-corp) — but newly formed corporations are exempt in their FIRST tax year. S-corps pay the greater of $800 or 1.5% of net income.

Renews annuallyForm 100 / 100SCA Franchise Tax Board

Confirm the first-year exemption and the S-corp 1.5% rate with the CA FTB or a CPA.

Official source →

CA franchise tax — LP / LLP ($800 minimum)

Applies to: California LPs and LLPs

If your California partnership is an LP or LLP, you generally owe the $800 minimum annual franchise tax. General partnerships do not pay it.

Renews annuallyCA Franchise Tax Board

Applies to LPs/LLPs only (not general partnerships); CA LLP status itself is limited to certain licensed professions. Confirm the $800 minimum with the CA FTB or a CPA.

Official source →

Advisors

Professional liability (E&O) insurance

Applies to: CA licensed professionals (e.g. therapists)

Covers malpractice / errors & omissions claims. Standard for licensed practices; some payers (e.g. Medi-Cal) and employers require it contractually.

Renews annuallyCA BBS

Recommended, NOT legally required by the BBS. Payers/employers may require coverage.

Official source →

Not sure which of these apply to you?

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Federal — applies nationwide

Federal requirements that may also apply

  • Copyright registrationCreators of original works
  • FDA Food Facility RegistrationFacilities that manufacture/process/pack/hold food (incl. coffee roasters); no small-business size exemption
  • FDA Prior Notice (imported food)Anyone importing food (e.g. green coffee beans)
  • EIN confirmation letter (CP575)Any business with employees or a separate entity
  • W-9 on file (your business)Businesses paid by clients/payers
  • Federal trademark registrationBrands protecting a name/logo nationally
  • HIPAA Notice of Privacy PracticesPractices handling patient health information that bill/transmit electronically (HIPAA covered entities)
  • Children's Product Certificate (CPC)Makers/importers of products designed primarily for children 12 and under
  • FTC endorsement & #ad disclosureBrands working with influencers/creators
  • CAN-SPAM email complianceBusinesses sending marketing email
  • Importer of record / customs & dutiesBusinesses importing goods from overseas
  • Professional licensing, CE & insuranceLicensed professionals
  • Business insurance (liability, product, E&O)All businesses
  • Cosmetic labeling (FDA / FPLA)Cosmetic / personal-care brands
  • Dietary supplement cGMP (21 CFR 111)Dietary supplement brands
  • Supplement Facts labeling + DSHEA claimsDietary supplement brands
  • Attorney licensing & trust accountingPracticing attorneys
  • Therapist licensing & ethicsLicensed therapists / counselors
  • CPA license & CPELicensed accountants / CPAs
  • Healthcare provider licensingLicensed healthcare providers
  • S-corporation election (Form 2553)Businesses electing S-corp tax treatment
  • S-corporation income tax return (Form 1120-S)S-corporations
  • C-corporation income tax return (Form 1120)C-corporations
  • Partnership return (Form 1065)Partnerships
  • Written partnership agreementMulti-owner partnerships
  • Quarterly payroll tax return (Form 941)Employers with W-2 employees
  • Federal unemployment tax (Form 940 / FUTA)Employers with W-2 employees
  • Annual wage statements (W-2 / W-3)Employers with W-2 employees
  • Employment eligibility verification (Form I-9)Employers with W-2 employees
  • New-hire reportingEmployers with W-2 employees
  • Contractor 1099-NEC + W-9 collectionBusinesses paying independent contractors
  • Cause-marketing / commercial co-venturerBrands advertising that sales benefit a charity
  • Multi-state sales-tax nexusOnline sellers shipping to multiple states
  • Cosmetic safety substantiation & adverse-event reportingCosmetic / personal-care brands
  • FDA cosmetics facility registration & product listing (MoCRA)Cosmetic / personal-care brands
  • Investment adviser registration (Form ADV)Advisers giving securities advice for compensation

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